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Legal & Workplace Compliance
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Anticorruption Laws
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This course explains why anticorruption laws are important to companies. Describes what the anti-bribery rules are, and the accounting and record-keeping requirements. Defines the primary red flags present in third party transactions and day-to-day operations. It also states the impact to an organization and to you personally if you violate anticorruption laws.
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Security Exchange Compliance
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This course explains the concept of Affirmative defence in the Rule 10b5-1, its advantages and steps involved in establishing a trading plan. It deals with the restrictions and red flags indicators associated with the trading plan.
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